Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Joseph QuinnWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC12-16-2019
Jeffrey Todd TimonenWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-10-2017
Frank Paul LeslieWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-17-2014
Kurt Willard PetersonWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC10-17-2014
James Richard PrattWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$10002-03-2017
David Bradley WendelWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.09-12-2018
Michelle K BoyumWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.09-29-2017
Bridget Ellen WiltseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-01-2009
Sara GobleWells Fargo Clearing Services, LLCCitizens Securities, Inc.06-23-2020
William Brian AveryWells Fargo Clearing Services, LLCColliers Securities LLC$10004-29-2016
Amy Louise DubrayWells Fargo Clearing Services, LLCColliers Securities LLC06-12-2014
James SirekWells Fargo Clearing Services, LLCEdward Jones$15009-10-2019
Jason EnglebretsonWells Fargo Clearing Services, LLCEdward Jones$15005-06-2019
Fong HerWells Fargo Clearing Services, LLCEdward Jones04-18-2017
James Anthony SouderWells Fargo Clearing Services, LLCEdward Jones10-05-2016
Ireen SommerWells Fargo Clearing Services, LLCEdward Jones08-12-2016
Ray C PingWells Fargo Clearing Services, LLCEdward Jones12-08-2015
Vadim Vladimirovich SalovWells Fargo Clearing Services, LLCEdward Jones08-21-2015
Christopher Roland HoltheWells Fargo Clearing Services, LLCEdward Jones07-24-2015
Stephen Leif VigesaaWells Fargo Clearing Services, LLCEdward Jones$5001-05-2015
Jennifer Rae EsseffWells Fargo Clearing Services, LLCEdward Jones12-16-2014
Teresa Elmstrand GrundhoferWells Fargo Clearing Services, LLCEdward Jones10-24-2014
Chad Alan HusonWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Bradley David KustermannWells Fargo Clearing Services, LLCEdward Jones12-06-2013
Steven Eugene BackoffWells Fargo Clearing Services, LLCFocus Financial04-03-2020
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Showing 1 to 25 of 78 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.