Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Steven Eugene BackoffWells Fargo Clearing Services, LLCFocus Financial04-03-2020
Jonathan M. PalmehnWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC01-22-2020
John Joseph QuinnWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC12-16-2019
Cinda Johnson CollinsWells Fargo Clearing Services, LLCRBC Capital Markets, LLC12-12-2019
David Ean LeyWells Fargo Clearing Services, LLCTransamerica Investors Securities Corporation11-19-2019
Ge VangWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-08-2019
Ryan John Caperoon-SmithWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.09-27-2019
James Francis SirekWells Fargo Clearing Services, LLCEdward Jones$15009-10-2019
William Lance CouchWells Fargo Clearing Services, LLCAXA Advisors, LLC08-13-2019
Armando Mejia Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2019
Melissa Ann VillellaWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC$10006-07-2019
Susan J. BayWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-07-2019
Jason EnglebretsonWells Fargo Clearing Services, LLCEdward Jones05-06-2019
Patrick James BrownWells Fargo Clearing Services, LLCAzure Wealth Management04-08-2019
Zachary Tyler KlemerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.01-25-2019
Daniel Jonathan OseidWells Fargo Clearing Services, LLCThrivent Investment Management Inc.10-30-2018
David B. WendelWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.09-12-2018
Michael Ernest NelsonWells Fargo Clearing Services, LLCScottrade, Inc.08-08-2018
Carol Jean BrundieckWells Fargo Clearing Services, LLCMorgan Stanley06-04-2018
Grant Daniel HuttelWells Fargo Clearing Services, LLCPrincipal Securities, Inc.05-03-2018
Nathan Paul RoggenbuckWells Fargo Clearing Services, LLCTransamerica Investors Securities Corporation04-20-2018
James Ray StephensonWells Fargo Clearing Services, LLCStrategic Advisers LLC04-19-2018
Melissa Christine StoneWells Fargo Clearing Services, LLCMorgan Stanley01-10-2018
Jill L Conda JacobsonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC12-06-2017
Michelle Kay BoyumWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.09-29-2017
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Showing 1 to 25 of 171 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.