Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Sharon Marie KrummeWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15003-19-2009
Reginald Charles BoyleWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-19-2009
Robert GrantWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5003-19-2009
William H. StensrudWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2009
Anthony James Tsakakis Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-27-2009
Bridget Ellen WiltseWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-01-2009
Riley Flemming HowardWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-30-2010
Joel D. SpryWells Fargo Clearing Services, LLCNorthland Securities, Inc.05-28-2010
Nanci Lundberg ZamlenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5003-02-2011
Kirk William Otto Jr.Wells Fargo Clearing Services, LLCRaymond James Financial Services Advisors, Inc03-25-2011
Erik Lloyd SwensonWells Fargo Clearing Services, LLCFounders Financial Securities LLC04-11-2011
Jeffrey Robert BlackWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$2504-21-2011
June Ann KronenbergerWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.$5004-21-2011
Brian William NelsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-29-2011
Jeffrey Jon BotzWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-09-2011
Jeremy James BullockWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-25-2011
Paul Douglas ClarkWells Fargo Clearing Services, LLCMorgan Stanley$2508-26-2011
Michael J. LangevinWells Fargo Clearing Services, LLCEdward Jones$2510-28-2011
Laurie Jean LangWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.10-31-2011
Daniel Robert TenneyWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC12-20-2011
Kevin William JohnsonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5003-01-2012
Katy Mclean UzpenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC03-30-2012
Kari Lee HebbleWells Fargo Clearing Services, LLCNorthern Trust Securities, Inc.$15005-15-2012
Andrew Michael KnutsonWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-15-2012
Shane Francis PitkinWells Fargo Clearing Services, LLCEdward Jones05-24-2012
Next Page »

Showing 1 to 25 of 172 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.