Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Lina Marcela ClarkeWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.12-10-2018
William Anthony ArnoldWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$2511-30-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2505-17-2018
Ann Margaret BoydWells Fargo Clearing Services, LLCSecurities America, Inc.04-27-2018
Todd F GoesslingWells Fargo Clearing Services, LLCScottrade, Inc.02-07-2018
William Lawrence SchultzWells Fargo Clearing Services, LLCTD Ameritrade Investment Management, LLC01-16-2018
Jonathan Stewart AllardWells Fargo Clearing Services, LLCEdward Jones11-02-2017
Christopher G. NeffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2017
William Andrew BrinkmeyerWells Fargo Clearing Services, LLCUMB Financial Services, Inc.$5006-26-2017
David WernerWells Fargo Clearing Services, LLCEdward Jones06-20-2017
Jake Harrison WeinsteinWells Fargo Clearing Services, LLCScottrade, Inc.06-20-2017
Joseph Garret WitzigWells Fargo Clearing Services, LLCScottrade, Inc.05-25-2017
Frederick Arvey SavelWells Fargo Clearing Services, LLCInfinex Investments, Inc.05-17-2017
Joseph Dival VroomWells Fargo Clearing Services, LLCEdward Jones05-08-2017
Michael Carter HedrickWells Fargo Clearing Services, LLCBB&T Securities, LLC05-01-2017
Andrew Russell MooreWells Fargo Clearing Services, LLCUMB Financial Services, Inc.11-21-2016
Samuel Edward Pierce LawsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2016
Grady Shane HukeWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$2511-10-2016
Jeffrey Freeman HoltmeierWells Fargo Clearing Services, LLCInvestment Professionals, Inc.09-12-2016
Courtney Colleen GarzaWells Fargo Clearing Services, LLCMorgan Stanley09-07-2016
Matthew David JohnsonWells Fargo Clearing Services, LLCRBC Capital Markets, LLC09-07-2016
Gregory Steven BennettWells Fargo Clearing Services, LLCMorgan Stanley$2508-22-2016
Traci V BennettWells Fargo Clearing Services, LLCMorgan Stanley$2508-22-2016
Kyle TomikWells Fargo Clearing Services, LLCEdward Jones08-05-2016
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Showing 1 to 25 of 120 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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