Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Matthew David CroweWells Fargo Clearing Services, LLCCrown Capital Securities, L.P.03-27-2019
Lina Marcela ClarkeWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.12-10-2018
William Anthony ArnoldWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated11-30-2018
Valerie Ann RobertsWells Fargo Clearing Services, LLCLPL Financial LLC11-28-2018
Kevin MurphyWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.11-05-2018
Ryan Andrew MccollumWells Fargo Clearing Services, LLCTD Ameritrade, Inc.11-01-2018
Todd F. GoesslingWells Fargo Clearing Services, LLCScottrade, Inc.02-07-2018
William Lawrence SchultzWells Fargo Clearing Services, LLCTD Ameritrade, Inc.01-16-2018
Darlene Marie SmithWells Fargo Clearing Services, LLCPurshe Kaplan Sterling Investments12-12-2017
Jonathan Stewart AllardWells Fargo Clearing Services, LLCEdward Jones11-02-2017
Christopher G. NeffWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2017
Jake Harrison WeinsteinWells Fargo Clearing Services, LLCScottrade, Inc.06-20-2017
David WernerWells Fargo Clearing Services, LLCEdward Jones06-20-2017
Joseph Garret WitzigWells Fargo Clearing Services, LLCScottrade, Inc.05-25-2017
Michael Carter HedrickWells Fargo Clearing Services, LLCBB&T Securities, LLC05-01-2017
Andrew Russell MooreWells Fargo Clearing Services, LLCUMB Financial Services, Inc.11-21-2016
Dawn Lee DavisWells Fargo Clearing Services, LLCFirst Clearing, LLC11-11-2016
Robert Darrell HutchinsonWells Fargo Clearing Services, LLCFirst Clearing, LLC11-11-2016
Mary Copeland DillinghamWells Fargo Clearing Services, LLCFirst Clearing, LLC11-11-2016
Matthew J MacekWells Fargo Clearing Services, LLCFirst Clearing, LLC11-11-2016
Scott Aaron MazeWells Fargo Clearing Services, LLCFirst Clearing, LLC11-11-2016
Joshua Michael CoxWells Fargo Clearing Services, LLCFirst Clearing, LLC11-11-2016
Lemmi BalaWells Fargo Clearing Services, LLCFirst Clearing, LLC11-11-2016
Cynthia L RutherfordWells Fargo Clearing Services, LLCFirst Clearing, LLC11-11-2016
Jeffrey Freeman HoltmeierWells Fargo Clearing Services, LLCInvestment Professionals, Inc.09-12-2016
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Showing 1 to 25 of 99 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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