Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Allison Taylor CowardWells Fargo Clearing Services, LLCAltrius Capital Management, Inc.05-01-2015
Gloria Tange De ArcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-12-2019
Richard Joseph MillerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.02-07-2019
Richard Kevin FordWells Fargo Clearing Services, LLCAon Securities LLC06-16-2016
Carrie Jo ExleyWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.05-29-2014
Thomas Stanton SwinsonWells Fargo Clearing Services, LLCAXA Advisors, LLC$15010-06-2017
Alexander Leaming BartolWells Fargo Clearing Services, LLCAXA Advisors, LLC$5010-06-2017
John Patrick HoileWells Fargo Clearing Services, LLCAXA Advisors, LLC$2510-06-2017
Justin Wayne HardeeWells Fargo Clearing Services, LLCAXA Advisors, LLC04-21-2014
Maxwell Demeritte Jr.Wells Fargo Clearing Services, LLCAXA Advisors, LLC03-07-2014
Jason Craig HarrisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.07-31-2009
Richard Dwayne TesseneerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.04-29-2009
Jerod Omar HubbardWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-26-2009
Peter John LaboyWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$15003-13-2009
Douglas Arthur NortonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.04-02-2012
Belkis Jemela KnudsvigWells Fargo Clearing Services, LLCBarclays Capital Inc.06-07-2010
Justin Joseph McKayWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-07-2017
Matthew John MaloneWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.05-03-2013
Joshua Mark HammWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-14-2012
Gray Keneston DausWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$10003-01-2010
Ronald Edward Schroeter Jr.Wells Fargo Clearing Services, LLCBB&T Investment Services, Inc.01-11-2010
Noel Franklin SimonsWells Fargo Clearing Services, LLCBB&T Securities, LLC11-02-2015
Susanne Maria GrayWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.11-28-2011
Edwin Archibald Dalrymple Jr.Wells Fargo Clearing Services, LLCCapTrust Financial Advisors$5004-13-2015
John Thomas Charles LanhamWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.08-01-2016
Next Page »

Showing 1 to 25 of 241 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.