Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Henry Elliott IIWells Fargo Clearing Services, LLCAllstate Financial Services, LLC04-03-2020
Allison Taylor CowardWells Fargo Clearing Services, LLCAltrius Capital Management, Inc.05-01-2015
Gloria Tange De ArcangelisWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC02-12-2019
RICHARD Joseph MILLERWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC02-07-2019
Albert Francis Grenert JrWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC11-10-2016
Richard Kevin FordWells Fargo Clearing Services, LLCAon Securities LLC06-16-2016
Paul Gerard BushellWells Fargo Clearing Services, LLCAon Securities LLC04-24-2015
Jason Craig HarrisWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.07-31-2009
Richard Dwayne TesseneerWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5004-29-2009
Jerod Omar HubbardWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$2503-26-2009
Justin Joseph MckayWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-07-2017
Matthew John MaloneWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.05-03-2013
Joshua Mark HammWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$2512-14-2012
Gray Keneston DausWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.$10003-01-2010
Noel Franklin SimonsWells Fargo Clearing Services, LLCBB&T Securities, LLC11-02-2015
Edwin Archibald Dalrymple JrWells Fargo Clearing Services, LLCCapFinancial Securities, LLC.$15004-13-2015
Patrick Steven SalleeWells Fargo Clearing Services, LLCCapFinancial Securities, LLC.08-05-2013
Rebecca Rankin OsterkampWells Fargo Clearing Services, LLCCapital Investment Group, Inc.09-16-2020
Samuel Wright Starling IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-26-2009
Johnny Butler Campbell IIWells Fargo Clearing Services, LLCEdward Jones10-11-2019
Afya Drake GabrielWells Fargo Clearing Services, LLCEdward Jones10-08-2019
Brandon Lee WilliamsWells Fargo Clearing Services, LLCEdward Jones09-04-2019
Amanda WhitlockWells Fargo Clearing Services, LLCEdward Jones07-02-2019
Bruce A BirdWells Fargo Clearing Services, LLCEdward Jones06-24-2019
Joshua Austin HarrisWells Fargo Clearing Services, LLCEdward Jones01-29-2019
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Showing 1 to 25 of 271 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.