Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul Kareem Ar-RushdiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2011
Adam Gregory DupuisWells Fargo Clearing Services, LLCEdward Jones04-29-2013
Adam Paul MorrisonWells Fargo Clearing Services, LLCLPL Financial LLC07-15-2015
Adam R. BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Adolfo John Montesa IIWells Fargo Clearing Services, LLCHantz Financial Services, Inc.$1001-29-2009
Afya GabrielWells Fargo Clearing Services, LLCEdward Jones10-08-2019
Alan Mark BarachWells Fargo Clearing Services, LLCMorgan Stanley$15005-10-2013
Aleasha Marie DentonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-19-2019
Alec John SchregardusWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.01-14-2020
Alexa Ivonne MaganaWells Fargo Clearing Services, LLCState Farm VP Management Corp.08-10-2015
Alexander Leaming BartolWells Fargo Clearing Services, LLCAXA Advisors, LLC$5010-06-2017
Alfred Llewellyn Hobgood IIIWells Fargo Clearing Services, LLCScott & Stringfellow, LLC$15001-30-2009
Alfred Llewellyn Hobgood IVWells Fargo Clearing Services, LLCScott & Stringfellow, LLC01-30-2009
Allison Taylor CowardWells Fargo Clearing Services, LLCAltrius Capital Management, Inc.05-01-2015
Amanda Nicole DonnisonWells Fargo Clearing Services, LLCEdward Jones$5003-14-2013
Amanda WhitlockWells Fargo Clearing Services, LLCEdward Jones07-02-2019
Amirali MirdamadiWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.06-15-2016
Amy K. GiannolaWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC01-08-2020
Andrew Gaston BarnesWells Fargo Clearing Services, LLCUBS Financial Services Inc.08-08-2017
Andrew Harrison Peatross Jr.Wells Fargo Clearing Services, LLCScott & Stringfellow, LLC$5001-30-2009
Andrew Joseph O'Connell IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Andrew Rory PreddyWells Fargo Clearing Services, LLCSECU Brokerage Services03-01-2016
Andrew Seth BordersWells Fargo Clearing Services, LLCEdward Jones12-06-2010
Andrew T. BeckWells Fargo Clearing Services, LLCPark Avenue Securities LLC07-02-2014
Angela Plumley AllenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.