Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdul Kareem Ar-RushdiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-15-2011
Adam Gregory DupuisWells Fargo Clearing Services, LLCEdward Jones04-29-2013
Adam R. BolickWells Fargo Clearing Services, LLCEdward Jones11-03-2015
Alan Mark BarachWells Fargo Clearing Services, LLCMorgan Stanley$15005-10-2013
Alexander Leaming BartolWells Fargo Clearing Services, LLCAXA Advisors, LLC$5010-06-2017
Allison Taylor CowardWells Fargo Clearing Services, LLCAltrius Capital Management, Inc.05-01-2015
Amanda Nicole DonnisonWells Fargo Clearing Services, LLCEdward Jones$5003-14-2013
Amirali MirdamadiWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.06-15-2016
Andrew Joseph O'Connell IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-02-2015
Andrew Rory PreddyWells Fargo Clearing Services, LLCSECU Brokerage Services03-01-2016
Andrew T. BeckWells Fargo Clearing Services, LLCPark Avenue Securities LLC07-02-2014
Angela Sharkee JohnsonWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-15-2014
Anna Marie WilliamsWells Fargo Clearing Services, LLCScottrade, Inc.05-01-2017
Anthony SicariWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-25-2018
Anthony Thomas BurnsWells Fargo Clearing Services, LLCMorgan Stanley11-20-2009
Audrey Juanita DixonWells Fargo Clearing Services, LLCEdward Jones07-05-2013
Barry Vaughn BondWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$10008-22-2012
Belkis Jemela KnudsvigWells Fargo Clearing Services, LLCBarclays Capital Inc.06-07-2010
Billy Keith WysorWells Fargo Clearing Services, LLCNYLIFE Securities LLC11-16-2015
Brian Earle WeinkleWells Fargo Clearing Services, LLCMorgan Stanley$2509-04-2015
Brian Thomas SchoonoverWells Fargo Clearing Services, LLCOneAmerica Securities, Inc.06-15-2018
Brook Nicholas BiddyWells Fargo Clearing Services, LLCEdward Jones10-06-2011
Brooke Garrett TillerWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.08-09-2010
Bruce Wayne KnottWells Fargo Clearing Services, LLCMorgan Stanley$15004-15-2011
Caitlin Elizabeth FerraWells Fargo Clearing Services, LLCFirst Command Financial Planning, Inc.08-10-2017
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Showing 1 to 25 of 241 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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