Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Gail Ann LeeWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10005-29-2009
Jeffrey Lynn PaulsonWells Fargo Clearing Services, LLCMorgan Stanley07-08-2011
Albert Damian SampsonWells Fargo Clearing Services, LLCMorgan Stanley11-18-2011
Douglas Andrew NelsonWells Fargo Clearing Services, LLCMorgan Stanley01-13-2012
Denise E. PetrinWells Fargo Clearing Services, LLCEdward Jones$5007-06-2012
Frederick William HadlowWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-19-2012
Nathan Steven AlgerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.12-11-2015
Kelly Coughlin DecourcyWells Fargo Clearing Services, LLCMorgan Stanley$25004-01-2016
George J. ZaharopoulosWells Fargo Clearing Services, LLCMML Distributors, LLC$10010-04-2017
Richard Matthew HendlWells Fargo Clearing Services, LLCALPS Distributors, Inc.09-25-2018

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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