Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Devashish Mike ShahWells Fargo Clearing Services, LLCUBS Financial Services Inc.$103-08-2019
James Dietrich WaltmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-08-2019
Jason Peter DoukasWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
Peter John DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Timothy DolanWells Fargo Clearing Services, LLCTD Ameritrade Investment Management, LLC$1011-07-2018
Stephen Joseph DonovanWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2018
Janine WallaceWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-24-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Joseph MisiewiczWells Fargo Clearing Services, LLCINVEST Financial Corporation$1006-29-2018
John Joseph AbadiotakisWells Fargo Clearing Services, LLCMorgan Stanley$5006-08-2018
Nicholas PalmieriWells Fargo Clearing Services, LLCMorgan Stanley05-22-2018
Maurice SimpkinsWells Fargo Clearing Services, LLCEdward Jones05-15-2018
Margaret Heher HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$104-27-2018
John Andrew McadooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Frank Paul HellriegelWells Fargo Clearing Services, LLCPNC Investments$5004-06-2018
Jason Charles MancivalanoWells Fargo Clearing Services, LLCTD Private Client Wealth LLC$101-09-2018
Robert Matthew TedescoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-20-2017
Kimberly Cullen BlackWells Fargo Clearing Services, LLCEdward Jones12-07-2017
Anthony Dwayne StevensonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$111-21-2017
Ryan Francis HornerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-15-2017
George William McmullenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-03-2017
William Joseph MurphyWells Fargo Clearing Services, LLCPNC Investments10-27-2017
Jeremy Estes HamptonWells Fargo Clearing Services, LLCAXA Advisors, LLC10-10-2017
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Showing 1 to 25 of 419 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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