Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brandon Jeremy KapeWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$25108-05-2016
Justin Joseph LotanoWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2502-06-2015
Joshua Todd HillmanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$1,00009-27-2012
Thomas J ShaperoWells Fargo Clearing Services, LLCB. Riley And Co. Inc.$1006-02-2015
John Michael PiszkoWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$10004-24-2009
Michael Scott PettWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.$5002-27-2009
Michael Fitzgerald LuptonWells Fargo Clearing Services, LLCBarclays Capital Inc.$5004-13-2009
Nicholas Anthony PattiWells Fargo Clearing Services, LLCChase Investment Services Corp.01-27-2012
John Kevin Mccormack JrWells Fargo Clearing Services, LLCChase Investment Services Corp.$5006-30-2011
Lucien Emanuel PhilippeWells Fargo Clearing Services, LLCChase Investment Services Corp.10-01-2010
Thomas Reilly RiordanWells Fargo Clearing Services, LLCChase Investment Services Corp.$5001-29-2010
Travere D ParsonsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.10-01-2019
Reed William LipseyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.11-01-2018
Charles William DudleyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-15-2009
Mitchell Steven WorkWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-15-2009
Edwin Everts AndrewsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-15-2009
Sean Gerard DavisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5005-15-2009
Peter Tenbrook GordinierWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5004-30-2009
Barry Marvin SchoenfeldWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-23-2009
James Gregory SahagianWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-31-2009
Kathleen Vivian ColemanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2503-26-2009
Robert Lea KayserWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00003-20-2009
John Francis CornacchiaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-20-2009
Mark Howard ShottlandWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
Edward Michael SkarbnikWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
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Showing 1 to 25 of 303 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.