Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Louis V MagliarditiWells Fargo Clearing Services, LLCMorgan Stanley$2507-02-2019
Richard RosatiWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Vincent Joseph LuongoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$3906-28-2019
Michael G SteinickeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Frank Eugene E. Pavese Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-24-2019
Brian Michael CoughlanWells Fargo Clearing Services, LLCMorgan Stanley$5004-18-2019
Tracey Ann LakatosWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.04-03-2019
James Dietrich WaltmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-08-2019
Devashish M. ShahWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-08-2019
Jason Peter DoukasWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Jerry Paul WacuraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Daniel J DolanWells Fargo Clearing Services, LLCPruco Securities, LLC.$5001-16-2019
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
David HerreraWells Fargo Clearing Services, LLCPFS Investments Inc.01-15-2019
Timothy R NewmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2019
Lee Stirling MinskWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-07-2019
Peter J. DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
Timothy DolanWells Fargo Clearing Services, LLCTD Ameritrade Investment Management, LLC$1011-07-2018
Stephen Joseph DonovanWells Fargo Clearing Services, LLCMorgan Stanley$10009-25-2018
Janine WallaceWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-24-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Joseph MisiewiczWells Fargo Clearing Services, LLCINVEST FINANCIAL CORPORATION$1006-29-2018
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Showing 1 to 25 of 254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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