Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel John CannonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-05-2009
James Francis McDavittWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-08-2009
Jeffrey LibmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5001-09-2009
Peter P. RubolottaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-09-2009
Robert Michael ScherzerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-23-2009
Robert CarielloWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-23-2009
Thomas Gordon McGeeWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-23-2009
Gary Vincent MouldWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$2501-30-2009
Alan Michael RizzutoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-05-2009
Matthew Bert LibienWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-12-2009
Patricia Ellen DonelanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15002-13-2009
Nancy Faye AndersonWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
Robert Gerard SchmidtWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Patrick Michael PacilloWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Michael Scott PettWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-27-2009
Carol LupoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-05-2009
Sharon Chianese GlecknerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-05-2009
Mark Harry GlecknerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-05-2009
Deborah Lynn JonesWells Fargo Clearing Services, LLCCetera Financial Specialists LLC03-05-2009
Mark Howard ShottlandWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-06-2009
Edward Michael SkarbnikWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-06-2009
Richard Daniel MarrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Justin SkarbnikWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-06-2009
Robert Lea KayserWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10003-20-2009
John Francis CornacchiaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-20-2009
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Showing 1 to 25 of 254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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