Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aayushi JainWells Fargo Clearing Services, LLCNYLIFE Securities LLC05-11-2017
Adam Douglas GarretsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10007-18-2017
Alan Anthony DemattiaWells Fargo Clearing Services, LLCMorgan Stanley$15001-30-2015
Alan Michael RizzutoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-05-2009
Alan Scott CohenWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-10-2018
Alexander Agostino AielloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5010-02-2015
Alexander Almahdi EljdidWells Fargo Clearing Services, LLCEdward Jones$2508-29-2014
Allen H. WilsonWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated08-10-2012
Amar Prakash BhattWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-05-2015
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
Anthony Alessio FerraraWells Fargo Clearing Services, LLCMorgan Stanley$15008-15-2013
Anthony Dwayne StevensonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-21-2017
Anthony L DenteWells Fargo Clearing Services, LLCMorgan Stanley$2511-04-2011
Anthony Salvatore D'AngeloWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Barry Marc GeltzeilerWells Fargo Clearing Services, LLCMorgan Stanley$15006-18-2015
Barry Marvin SchoenfeldWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15004-23-2009
Brad Michael JacobsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-14-2011
Brandon Jeremy KapeWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$25108-05-2016
Brian Christopher LatzWells Fargo Clearing Services, LLCMorgan Stanley$1009-01-2016
Brian Michael CoughlanWells Fargo Clearing Services, LLCMorgan Stanley$5004-18-2019
Brian Patrick BurkeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3005-17-2016
Brian Paul BowcockWells Fargo Clearing Services, LLCPNC Investments07-12-2016
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Carlos Alberto EstevesWells Fargo Clearing Services, LLCPNC Investments02-22-2013
Carol LupoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-05-2009
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Showing 1 to 25 of 254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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