Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Richard RosatiWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Michael G SteinickeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-10-2019
Tracey Ann LakatosWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.04-03-2019
Devashish M. ShahWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-08-2019
Jason Peter DoukasWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Jerry Paul WacuraWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-05-2019
Dominick PalumboWells Fargo Clearing Services, LLCPNC Investments01-16-2019
David HerreraWells Fargo Clearing Services, LLCPFS Investments Inc.01-15-2019
Timothy R NewmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2019
Peter J. DenningWells Fargo Clearing Services, LLCPNC Investments12-18-2018
Janine WallaceWells Fargo Clearing Services, LLCCitizens Securities, Inc.09-24-2018
Bruno Rodolfo NaranjoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-19-2018
Ansh AbrolWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2018
William Aloysius CashelWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2018
Nicholas PalmieriWells Fargo Clearing Services, LLCMorgan Stanley05-22-2018
Maurice SimpkinsWells Fargo Clearing Services, LLCEdward Jones05-15-2018
Margaret H. HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2018
John Andrew McAdooWells Fargo Clearing Services, LLCEdward Jones04-10-2018
Mark Anthony CookWells Fargo Clearing Services, LLCVanguard Marketing Corporation02-15-2018
Jason Charles MancivalanoWells Fargo Clearing Services, LLCTD Private Client Wealth LLC01-09-2018
Kimberly Cullen BlackWells Fargo Clearing Services, LLCEdward Jones12-07-2017
Anthony Dwayne StevensonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-21-2017
William Joseph MurphyWells Fargo Clearing Services, LLCPNC Investments10-27-2017
Richard Chisom OsujiWells Fargo Clearing Services, LLCMorgan Stanley10-02-2017
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Showing 1 to 25 of 254 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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