Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dominick Phillip BonannoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10001-02-2009
Steven Lee QuesnelWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-16-2009
Frank Paul ChrissotimosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-16-2009
Todd Michael GuntherWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-23-2009
Stevan Douglas PatonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Benjamin N BaylyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.01-23-2009
Theo ZaferiouWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10001-30-2009
Stratis Paul ZaferiouWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC01-30-2009
David Scott PowersWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-06-2009
Andrew Mark WayneWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-10-2009
Matthew R TrundleWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-10-2009
Richard Baron RothschildWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-10-2009
Gregory Thomas MilazzoWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-20-2009
William Wayne Hatch Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2502-20-2009
Richard Allen Gallos Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2009
Peter Leonard DisanzaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-20-2009
Joanne Smith AvellaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-23-2009
Peter Michael BernsteinWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.02-23-2009
Timothy John BraggWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-26-2009
Henri CastroWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-27-2009
Christopher KizisWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15002-27-2009
Antonio Geno Coppola Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5002-27-2009
William Thomas Lai IIIWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5002-27-2009
Lisa M McKenneyWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2503-05-2009
Philip Michael ValerianoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$2503-05-2009
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Showing 1 to 25 of 364 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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