Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abdel-Kader Ben-MohamedWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-31-2014
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Adam Ross LevyWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5006-30-2017
Adrian Brendan KieransWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.10-22-2009
Adrian Ioan OzarchieviciWells Fargo Clearing Services, LLCHSBC Securities (USA) Inc.$5010-12-2017
Alan J YakuboffWells Fargo Clearing Services, LLCMorgan Stanley$5003-19-2010
Alan Neal RoseWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10001-25-2013
Alcides H. Gonzalez VillatoroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-19-2018
Alejandro VallejoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-15-2015
Alex Adolfo OrtizWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-27-2014
Alex Harris WrenWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-22-2018
Alexander John GallagherWells Fargo Clearing Services, LLCUNFCU Advisors LLC02-06-2020
Alexandra M PanoraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-12-2018
Alfredo GarciaWells Fargo Clearing Services, LLCAmerant Investments, Inc.04-27-2016
Allan M. BaraschWells Fargo Clearing Services, LLCPurshe Kaplan Sterling Investments08-06-2014
Allison R BardenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-11-2013
Amy Jeanne SullivanWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2017
Amy Katherine AbrahamsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-06-2017
Andrew Dev MalhotraWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC$10009-16-2019
Andrew E. DreisigerWells Fargo Clearing Services, LLCBarclays Capital Inc.04-29-2015
Andrew Ian BarisWells Fargo Clearing Services, LLCMorgan Stanley$25010-04-2019
Andrew Joseph Cook Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-12-2019
Andrew Joseph IadelucaWells Fargo Clearing Services, LLCMorgan Stanley03-20-2013
Andrew Joseph MonteroWells Fargo Clearing Services, LLCEdward Jones09-29-2017
Andrew Leigh SmithWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.06-18-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.