Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Francis BracaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10002-14-2019
Abe PomerancWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2019
Alex Harris WrenWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-22-2018
Marc Michael CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10005-11-2018
Benjamin Neil CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-11-2018
Stephen Scott PatireWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1204-25-2018
Peter Damian RohnWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-12-2018
Peter Lawrence RohnWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-12-2018
Lori SchillerWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2017
Christopher M NassanWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2017
Sean Michael McBrideWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-30-2017
Roger Lewis CahnWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-15-2017
Barry Neal CahnWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-15-2017
Kevin Michael NewWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-10-2017
Mitchell David KriegerWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-19-2017
Amy Jeanne SullivanWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-30-2017
Maria Norma Vi T. De Los ReyesWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-30-2017
Paul Stephen Haberek Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.02-24-2017
Brian McGuinnessWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-16-2017
Stephen Francis JeffersWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5002-16-2017
Dwayne TaylorWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-30-2015
Massimo A. RomanoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5010-23-2015
Donald Robert PageWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-22-2015
Christopher Vincent SalernoWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1003-23-2015
Benjamin MarcanoWells Fargo Clearing Services, LLCUBS Financial Services Inc.03-06-2015
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Showing 1 to 25 of 50 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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