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Advisers on the Move - InvestmentNews

Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q2 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen David PutinskiWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-13-2020
Christopher Patrick TuckerWells Fargo Clearing Services, LLCMorgan Stanley$28201-03-2020
Robert John SeamanWells Fargo Clearing Services, LLCMorgan Stanley$10001-02-2020
Chace Westin MckinneyWells Fargo Clearing Services, LLCMorgan Stanley01-02-2020
William Carl Newland Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-13-2019
Michael W ShamesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10011-08-2019
Robert Peter BudnyWells Fargo Clearing Services, LLCFidelity Personal and Workplace Advisors10-22-2019
Drake Russell HaferWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-04-2019
Ignatius Donald PermadiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-06-2019
Amy Kristin ArthurWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-06-2019
Seth Nizar TahaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Clayton J CallahanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5008-30-2019
Carl Andrew AdkinsWells Fargo Clearing Services, LLCFort Washington Investment Advisors Inc08-02-2019
Noah Adam KoterbaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-21-2019
Jorden James RhodesWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC05-29-2019
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley05-24-2019
Glenn Anderson DarrahWells Fargo Clearing Services, LLCMorgan Stanley$15005-17-2019
Geoffrey Andrew MerlWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-26-2019
Jordan KrawecWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC03-25-2019
Martin Edward WilhelmyWells Fargo Clearing Services, LLCUBS Financial Services Inc.12-07-2018
Myron Edward Shaffer Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-02-2018
Jay A NaderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-02-2018
Joel Mark AltschuleWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2511-02-2018
Vince Warren FinneyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$14911-02-2018
Ryan Carl Thomas BiblerWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5011-02-2018
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Showing 1 to 25 of 169 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.