Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alex Ryan MaicksWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.10-11-2016
Allen Clement CrockWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2018
Andrew Thomas ShieldsWells Fargo Clearing Services, LLCScottrade, Inc.12-19-2017
Antonio DesotoWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-21-2015
Ashlee Alyn HarrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Barrett Pierson RydellWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5002-17-2012
Bethany Anne SchmittelWells Fargo Clearing Services, LLCPNC Investments10-26-2015
Brandon B. KnutsonWells Fargo Clearing Services, LLCCetera Advisor Networks LLC08-18-2017
Brian Scot StevensonWells Fargo Clearing Services, LLCMorgan Stanley$10001-22-2016
Carmen M. MonacoWells Fargo Clearing Services, LLCMorgan Stanley$5009-13-2013
Christopher James Desimio Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10006-12-2015
Daniel Everett James CarterWells Fargo Clearing Services, LLCEdward Jones$2508-16-2012
Daniel Lorne WeberWells Fargo Clearing Services, LLCMorgan Stanley$5001-16-2015
Daniel Matthew LathamWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-30-2016
Daryl Joseph DemoWells Fargo Clearing Services, LLCMorgan Stanley$1008-22-2014
David Bachus BallerWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-16-2015
David D. BalzariniWells Fargo Clearing Services, LLCEdward Jones04-02-2012
David QuinnWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5001-15-2009
David V. WohlabaughWells Fargo Clearing Services, LLCAXA Advisors, LLC09-04-2012
Dawn Danise ChurpekWells Fargo Clearing Services, LLCCetera Advisor Networks LLC03-30-2017
Deborah Jones HornWells Fargo Clearing Services, LLCMorgan Stanley$2506-12-2015
Douglas Richard RoseWells Fargo Clearing Services, LLCThe Huntington Investment Company$5010-11-2011
Eric I IngermanWells Fargo Clearing Services, LLCCleveland Research Company LLC11-12-2014
Eric James Campman, Jean Carol CarvilleWells Fargo Clearing Services, LLCPNC Investments10-19-2012
Frank Albert LazarWells Fargo Clearing Services, LLCMorgan Stanley11-29-2010
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Showing 1 to 25 of 91 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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