Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Joseph TillWells Fargo Clearing Services, LLCMorgan Stanley05-10-2016
Aaron Samir KamatWells Fargo Clearing Services, LLCEdward Jones10-29-2010
Alex Ryan MaicksWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.10-11-2016
Allen Clement CrockWells Fargo Clearing Services, LLCMorgan Stanley$5009-28-2018
Amy Kristin ArthurWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$15009-06-2019
Andrew Clinton LegrosWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated04-16-2013
Andrew Michael CuprisinWells Fargo Clearing Services, LLCMorgan Stanley04-07-2017
Andrew Thomas ShieldsWells Fargo Clearing Services, LLCScottrade, Inc.12-19-2017
Antonio DesotoWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.04-21-2015
Ashlee Alyn HarrisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-28-2016
Barrett Pierson RydellWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated$5002-17-2012
Bethany Anne SchmittelWells Fargo Clearing Services, LLCPNC Investments10-26-2015
Beverly Kay SchmittWells Fargo Clearing Services, LLCStifel, Nicolaus & Company, Incorporated06-11-2009
Brandon B. KnutsonWells Fargo Clearing Services, LLCCetera Advisor Networks LLC08-18-2017
Brett R StonerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-11-2020
Brian Matthew TollWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-22-2010
Brian Scot StevensonWells Fargo Clearing Services, LLCMorgan Stanley$10001-22-2016
Bryan Robert BlackburnWells Fargo Clearing Services, LLCSchwab Private Client Investment Advisory, Inc.07-10-2014
Carl Andrew AdkinsWells Fargo Clearing Services, LLCFort Washington Investment Advisors Inc08-02-2019
Carlos Corchado Jr.Wells Fargo Clearing Services, LLCMorgan Stanley12-22-2009
Carmen M. MonacoWells Fargo Clearing Services, LLCMorgan Stanley$5009-13-2013
Chace Westin MckinneyWells Fargo Clearing Services, LLCMorgan Stanley01-02-2020
Chad Ronald HockleyWells Fargo Clearing Services, LLCFifth Third Securities, Inc.07-05-2013
Christopher James Desimio Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10006-12-2015
Christopher Patrick TuckerWells Fargo Clearing Services, LLCMorgan Stanley$28201-03-2020
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.