Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jack E Wheeler Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Ryan Wayne StullWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-07-2019
William Thomas Bishop Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$15008-10-2018
Craig Alan CanardWells Fargo Clearing Services, LLCBOK Financial Services, Inc.$2506-30-2017
John Mark JohnstonWells Fargo Clearing Services, LLCBOK Financial Services, Inc.$20006-30-2017
Chris Kent MeyersWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5006-29-2017
Samuel Cowan PriceWells Fargo Clearing Services, LLCBOK Financial Services, Inc.04-28-2017
Amanda Ahern HoffmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-07-2016
Peter Michael HarlinWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-30-2016
Laurisa Jean AndersonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-19-2016
Steven Joseph RemchukWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10008-19-2016
Timothy Matthew MurphyWells Fargo Clearing Services, LLCBOK Financial Services, Inc.$2506-30-2016
Valerie Jean ZwostaWells Fargo Clearing Services, LLCBOK Financial Services, Inc.$5012-04-2015
William Marshall LooneyWells Fargo Clearing Services, LLCInvestment Professionals, Inc.$2511-03-2015
Jonathan Charles KrummelWells Fargo Clearing Services, LLCBOK Financial Services, Inc.04-13-2015
Marcus Andrew HeckmanWells Fargo Clearing Services, LLCBOK Financial Services, Inc.$2502-27-2015
Tracy Craig HancuffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$18301-13-2015
Timothy Richard GoldWells Fargo Clearing Services, LLCWaddell & Reed$5012-08-2014
Jessi Lee NippertWells Fargo Clearing Services, LLCPurshe Kaplan Sterling Investments11-25-2014
Cassie Anna HolmesWells Fargo Clearing Services, LLCMorgan Stanley11-14-2014
Michael William RobertsWells Fargo Clearing Services, LLCMorgan Stanley$105-08-2014
Dewayne Alfred CrunkWells Fargo Clearing Services, LLCRBC Capital Markets, LLC10-04-2013
Mark Harvey LindseyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-01-2013
Blake James WatsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-17-2013
Jeffrey Kyle KitchensWells Fargo Clearing Services, LLCMorgan Stanley03-14-2013
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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