Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Randy Bryan SmithWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10002-13-2009
Nolan William MeeuwsenWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-13-2009
Lisa M Solomon KelsoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00005-08-2009
Richard Clark SkrondalWells Fargo Clearing Services, LLCMorgan Stanley$8911-06-2009
Brian Raymond NelsonWells Fargo Clearing Services, LLCMorgan Stanley$2512-14-2009
Dale William BartleyWells Fargo Clearing Services, LLCMorgan Stanley$1,00003-17-2010
Thomas E Nelson IIIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00004-09-2010
David Randolph ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-12-2010
Mark Brownell ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2505-12-2010
William Delacour Murphy JrWells Fargo Clearing Services, LLCMorgan Stanley09-07-2010
Shalene Elise CaldwellWells Fargo Clearing Services, LLCMorgan Stanley$5009-07-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00009-27-2010
Mark William LoderWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10010-15-2010
Jeffrey Neil FeinbergWells Fargo Clearing Services, LLCMorgan Stanley$1,00012-03-2010
Mark Patrick HinesWells Fargo Clearing Services, LLCMorgan Stanley$2512-07-2010
Neil Guy JaquesWells Fargo Clearing Services, LLCMorgan Stanley$10001-21-2011
Steven Wayne SandersWells Fargo Clearing Services, LLCMorgan Stanley$2506-15-2011
Nathan James Vander KleyWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-08-2011
Gary Joe WinnWells Fargo Clearing Services, LLCMorgan Stanley$10010-21-2011
Joel Blount Larry Keudell Mike MorrisonWells Fargo Clearing Services, LLCMorgan Stanley$36805-21-2012
Adam J DaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00005-30-2012
Craig Taylor WilcoxWells Fargo Clearing Services, LLCD.A. Davidson & Co.06-19-2012
Pil HwangWells Fargo Clearing Services, LLCPhillips & Company Securities Inc.$12008-06-2012
Gregory Gould MooreWells Fargo Clearing Services, LLCWedbush Securities Inc.$1,00011-05-2012
Lisa Turner Micheal MurrowWells Fargo Clearing Services, LLCMorgan Stanley$10801-18-2013
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.