Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam James DaleWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2012
Andre Philip BouchardWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-29-2017
Asoka Gaminee WeeraratneWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$2501-03-2011
Audrey Elizabeth HeffronWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Brendan David FlohrWells Fargo Clearing Services, LLCEdward Jones08-15-2014
Bret Lorin ReinerWells Fargo Clearing Services, LLCEdward Jones08-10-2012
Brian Matthew SmithWells Fargo Clearing Services, LLCEdward Jones05-02-2014
Brian Raymond NelsonWells Fargo Clearing Services, LLCMorgan Stanley12-14-2009
Brian Robert HarrisonWells Fargo Clearing Services, LLCEdward Jones12-16-2013
Camille Reda ZahrWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$10001-03-2011
Carlos Alberto AraguasWells Fargo Clearing Services, LLCWells Fargo Investments, LLC$15001-03-2011
Charles Alan RoodWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Christopher Michael WebbWells Fargo Clearing Services, LLCWaddell & Reed09-01-2017
Dale William BartleyWells Fargo Clearing Services, LLCMorgan Stanley$5003-17-2010
David Alan McLeanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$7509-09-2011
David Randolph ThomasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-12-2010
David Roy JarmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-27-2010
Debbie Lee ParretWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Donny Wayne WalbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-09-2016
Duane Kenneth HoffingerWells Fargo Clearing Services, LLCMorgan Stanley01-19-2018
Edward M. HassanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-04-2017
Elena Silvia VoinWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Eric Laurence SandvallWells Fargo Clearing Services, LLCWells Fargo Investments, LLC01-03-2011
Eric Leland CarmichaelWells Fargo Clearing Services, LLCMorgan Stanley10-14-2013
Eric Peter PiferWells Fargo Clearing Services, LLCLPL Financial LLC$20001-25-2016
Next Page »

Showing 1 to 25 of 90 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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