Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Wayne LucasWells Fargo Clearing Services, LLCAmerican Funds Distributors, Inc.08-02-2016
Duy Thanh VoWells Fargo Clearing Services, LLCAmerican Portfolios Financial Services, Inc.08-29-2018
Joseph Anthony RomanoskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5003-06-2020
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC01-25-2019
Eric J. BonoWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC09-20-2017
David Angelo Correale Jr.Wells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC03-18-2015
Robert Stanley ZaborowskiWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC02-14-2011
Kevin Michael WallWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC04-19-2010
Daniel Robert HermanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$1004-09-2009
Kevin M KaminskiWells Fargo Clearing Services, LLCAXA Advisors, LLC09-14-2013
Marie Makiko Bridgid Chereil DelariviereWells Fargo Clearing Services, LLCAXA Advisors, LLC03-01-2013
David FoadWells Fargo Clearing Services, LLCAXA Advisors, LLC09-19-2012
Kyle A. GadielWells Fargo Clearing Services, LLCAXA Advisors, LLC09-01-2011
Jonathan Robert GoldmanWells Fargo Clearing Services, LLCAXA Advisors, LLC07-29-2010
Brent A. MelrathWells Fargo Clearing Services, LLCAXA Advisors, LLC07-19-2010
Steven R. Eckroth Jr.Wells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-30-2009
Joseph Arthur DiorioWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.02-20-2009
Thomas Patrick O'Neill IVWells Fargo Clearing Services, LLCBB&T Securities, LLC07-20-2020
Patrick Colin CoyneWells Fargo Clearing Services, LLCBNY Mellon Capital Markets, LLC01-07-2011
Deborah Marie TustinWells Fargo Clearing Services, LLCCarolina Capital Markets, Inc.02-22-2012
Bryin Alan SillsWells Fargo Clearing Services, LLCCetera Advisor Networks LLC04-13-2016
Andrew Patrick CampbellWells Fargo Clearing Services, LLCCetera Investment Services LLC11-21-2013
Wesley Adam WeinsteinWells Fargo Clearing Services, LLCCetera Investment Services LLC06-13-2012
Suzanne Annette LakeWells Fargo Clearing Services, LLCCetera Investment Services LLC$1006-30-2011
John L. GomezWells Fargo Clearing Services, LLCChase Investment Services Corp.10-02-2012
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Showing 1 to 25 of 390 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.