Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Russell FromeWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC01-25-2019
Travis L DockWells Fargo Clearing Services, LLCCitizens Securities, Inc.04-16-2019
Alexa Rae HirschhornWells Fargo Clearing Services, LLCCitizens Securities, Inc.12-01-2018
Christopher Robert HouselWells Fargo Clearing Services, LLCCitizens Securities, Inc.08-09-2018
David Michael Kolter JrWells Fargo Clearing Services, LLCEdward Jones09-14-2018
Jason Michael BenderWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC07-18-2019
George Michael MarinelliWells Fargo Clearing Services, LLCKey Investment Services LLC07-15-2019
Anthony Joseph BiscottoWells Fargo Clearing Services, LLCM&T Securities, Inc.$5001-31-2019
Jennifer Lee RidillaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Patrick Charles Sweeney IiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-21-2019
David Ian KayWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-26-2019
Neal Ira RutmanWells Fargo Clearing Services, LLCMorgan Stanley$10007-02-2019
Allen R RosenbergWells Fargo Clearing Services, LLCMorgan Stanley$10011-28-2018
William G OBrienWells Fargo Clearing Services, LLCMorgan Stanley$5011-28-2018
Andrew Robert PhillipsWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC06-27-2019
Peter Scott LlagunoWells Fargo Clearing Services, LLCPNC Investments03-29-2019
Christopher James LepageWells Fargo Clearing Services, LLCPNC Investments10-08-2018
Shawn David PearsonWells Fargo Clearing Services, LLCPNC Investments$15008-28-2018
Robert Timothy HigginsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10003-01-2019
Anthony Charles KidronWells Fargo Clearing Services, LLCVanguard Marketing Corporation04-29-2019

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.