Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Marvin LaneWells Fargo Clearing Services, LLCEdward Jones06-26-2020
Bryan MayoWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-14-2020
Scott Erwin CarswellWells Fargo Clearing Services, LLCEdward Jones02-14-2020
Zachary Scott BohannonWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC10-11-2019
Adam B. CriggerWells Fargo Clearing Services, LLCNYLIFE Securities LLC09-26-2019
Wesley Aaron PriceWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-03-2019
Travis Michael HoytWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-17-2019
Tyler Paul BeaudoinWells Fargo Clearing Services, LLCMorgan Stanley03-15-2019
Lia Van De KrolWells Fargo Clearing Services, LLCAXA Advisors, LLC10-24-2018
Michael John LemarbreWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.08-09-2018
Michael Keith JonesWells Fargo Clearing Services, LLCB. Riley Wealth Management07-18-2018
Gregory Scott CreelWells Fargo Clearing Services, LLCScottrade, Inc.07-09-2018
Paula G. MoseleyWells Fargo Clearing Services, LLCTouchstone Securities, Inc.06-27-2018
Melissa Leann WilliamsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.06-05-2018
Maury N. DavisWells Fargo Clearing Services, LLCMutual of America Securities LLC03-09-2018
Henry Hopkins NewtonWells Fargo Clearing Services, LLCEdward Jones$2501-12-2018
Annie Marie BienvenuWells Fargo Clearing Services, LLCMorgan Stanley12-14-2017
Donna Gail BowlerWells Fargo Clearing Services, LLCSnowden Account Services LLC07-21-2017
Charles P. StaplesWells Fargo Clearing Services, LLCFifth Third Securities, Inc.06-07-2017
Patrick Leonard NeelWells Fargo Clearing Services, LLCEdward Jones01-25-2017
Rebecca Duckworth KernanWells Fargo Clearing Services, LLCStephens10-31-2016
Scott T. FarmerWells Fargo Clearing Services, LLCNationwide Securities, LLC10-04-2016
Gary Sidney JamesonWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-09-2016
Anthony Arnall MorrisonWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2507-27-2016
Nathan Lee TravisWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2507-27-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.