Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Keith PayneWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$1,00006-19-2020
Scott Howard MatthewsWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC11-20-2019
Nicholas Andrew GiorgioWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5011-20-2019
Kendall Marie InmanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC08-23-2019
Dustin R AlexanderWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC06-15-2018
Veronica Suzanne BrooksWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2505-17-2018
Tieg Tylon BryanWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$2512-15-2017
Roger Bruce RileyWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC06-05-2014
William Randall MoeningWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-30-2009
John Bryan RogersWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
John Wallace Madden IIWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
Paul John MillerWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-02-2013
Benton Curtis LacyWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.08-31-2012
John Mark HumphriesWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.04-10-2012
Susanne Maria GrayWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.11-28-2011
Jonathan James AulbertWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.$5009-16-2011
Krystal Lok NguyenWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.07-18-2011
Thomas Harold Decker JrWells Fargo Clearing Services, LLCBBVA Compass Investment Solutions, Inc.$8205-19-2011
Myra Ann HaydenWells Fargo Clearing Services, LLCBBVA Securities Inc.$20002-03-2020
Matthew Scott MccannWells Fargo Clearing Services, LLCBBVA Securities Inc.08-27-2019
Hanlu YeWells Fargo Clearing Services, LLCBBVA Securities Inc.06-28-2019
Eddie B Gassaway IIWells Fargo Clearing Services, LLCBBVA Securities Inc.11-02-2018
Iris L DiazWells Fargo Clearing Services, LLCBBVA Securities Inc.07-03-2018
Joe M AbbottWells Fargo Clearing Services, LLCBBVA Securities Inc.06-05-2018
Alejandro FloresWells Fargo Clearing Services, LLCBBVA Securities Inc.06-30-2017
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Showing 1 to 25 of 417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.