Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Marci Ann GriffinWells Fargo Clearing Services, LLCMercer Global Advisors Inc.03-16-2020
Anders Martin RasmussenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-12-2020
Carson S. AndersonWells Fargo Clearing Services, LLCMorgan Stanley02-26-2020
Myra Ann HaydenWells Fargo Clearing Services, LLCBBVA Securities Inc.$20002-03-2020
William H. FinneganWells Fargo Clearing Services, LLCMorgan Stanley01-13-2020
Janet Adrrienne Esterman-WynnWells Fargo Clearing Services, LLCWoodbury Financial Services, Inc.$5001-10-2020
Anibal A MiatelloWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC01-10-2020
Bobby Joe FogleWells Fargo Clearing Services, LLCUBS Financial Services Inc.01-08-2020
Tomas Mares Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-23-2019
Michael Claude MarshallWells Fargo Clearing Services, LLCBBVA Securities Inc.12-12-2019
Peter Vincent IanaceWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$21312-10-2019
Andrew McGrathWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15012-10-2019
Jeff Brian DinkinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5012-10-2019
Jason Ryan JaynesWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$9612-10-2019
Brad HuffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-10-2019
Scott Howard MatthewsWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC11-20-2019
Nicholas Andrew GiorgioWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$5011-20-2019
Arthur George LopezWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-06-2019
John Robert DixonWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Robert Michael CoreWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
John Ronald CeravoloWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-01-2019
Helen Marie DevitoWells Fargo Clearing Services, LLCMorgan Stanley10-10-2019
Craig Dennis PasiniWells Fargo Clearing Services, LLCHilltop Securities Inc.09-26-2019
Victoria RomanWells Fargo Clearing Services, LLCEdward Jones09-23-2019
Timothy R KileyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2509-11-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.