Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey Richard KratzWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$15001-02-2009
Scott Albert ONealWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$1,00001-02-2009
Michelle Lee MannersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-19-2009
Dustin James AterWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1,00002-04-2009
Michael James ForemanWells Fargo Clearing Services, LLCMorgan Stanley & Co. LLC$10002-13-2009
Jason Rudolf FernandezWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00002-27-2009
Scott Brian DavidoffWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-27-2009
Raymond Ivory Tucker JrWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.03-27-2009
Phillip Maxwell BlevinsWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-27-2009
John Bryan RogersWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
Nitin Jagmohandas KapadiaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$3703-27-2009
John Wallace Madden IIWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-27-2009
John Wade ReaganWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$5003-27-2009
William Randall MoeningWells Fargo Clearing Services, LLCBanc of America Investment Services, Inc.03-30-2009
Jim Daniel NewmanWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$10004-03-2009
Paul Randall ValtierraWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00004-09-2009
Ray H PattersonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-24-2009
Farhood MalekWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$1,00004-30-2009
Ronny Lynn KnightWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1,00005-01-2009
Ronald Harry RakooverWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.05-15-2009
Larry Gorden RayWells Fargo Clearing Services, LLCUBS Financial Services Inc.$20005-22-2009
Judson Pate JoplinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-22-2009
Ben E Edward ThomasWells Fargo Clearing Services, LLCMorgan Keegan & Company, Inc.05-26-2009
David Arthur SquireWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-08-2009
David Ransom MegarityWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-30-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.