Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Houston Sowell IVWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-14-2014
Sean Michael GourleyWells Fargo Clearing Services, LLCNYLIFE Securities LLC04-03-2014
Fernando Briones Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2014
Christian BrandWells Fargo Clearing Services, LLCMorgan Stanley04-17-2014
Thomas Edwin Simonton IVWells Fargo Clearing Services, LLCEdward Jones04-25-2014
Javier R VincentiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5005-30-2014
Matthew Joseph LeaumontWells Fargo Clearing Services, LLCBOK Financial Services, Inc.05-30-2014
Roger Bruce RileyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-05-2014
Robert Gregory HirschWells Fargo Clearing Services, LLCUBS Financial Services Inc.06-06-2014
Robert William LandonWells Fargo Clearing Services, LLCEdward Jones$10006-27-2014
Robert Allen HigleyWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-01-2014
Robert A Gardner IIIWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-01-2014
Charmaine Dionne OllieWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-08-2014
Thomas Alan HargroveWells Fargo Clearing Services, LLCDeutsche Bank Securities Inc.07-11-2014
Catherine Ashley Morrison-StokelyWells Fargo Clearing Services, LLCMorgan Stanley$10007-18-2014
Tareq AbdallaWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-18-2014
Laura Marie SalaburuWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.07-18-2014
David Chiawei HoWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-28-2014
Olindsey Hayes BrownWells Fargo Clearing Services, LLCEdward Jones08-01-2014
Jason Everett MurrayWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-08-2014
Ernesto A. SaenzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-05-2014
Zachary Dean GladenWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$2509-12-2014
Pedro Rolando GaliciaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-15-2014
Louis Butler GrangerWells Fargo Clearing Services, LLCStephens09-23-2014
Stephen Matthew BreigWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-26-2014
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Showing 226 to 250 of 448 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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