Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Clarence Deyoung Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-31-2012
Joseph B. Dirago Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10012-05-2012
Penny Rene DiragoWells Fargo Clearing Services, LLCMorgan Stanley$10012-05-2012
Lance Howard CobbWells Fargo Clearing Services, LLCMorgan Stanley12-14-2012
Joseph Kane SholdenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5001-17-2013
David Kirk SnellingWells Fargo Clearing Services, LLCMorgan Stanley$5001-25-2013
Rodney David WilliamsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1003-15-2013
Kristin Nicole CampbellWells Fargo Clearing Services, LLCBBVA Securities Inc.$10005-20-2013
Brian Addison StahlerWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2013
Sean Patrick McGrathWells Fargo Clearing Services, LLCMorgan Stanley$1006-07-2013
Kenneth Irwin FoleyWells Fargo Clearing Services, LLCMorgan Stanley07-19-2013
Linda Diane Bryan-DobbsWells Fargo Clearing Services, LLCMorgan Stanley$10008-05-2013
Lynn Marie GillWells Fargo Clearing Services, LLCBBVA Securities Inc.08-15-2013
Kennon Wayne WeaverWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.08-21-2013
Jonathan M PobleteWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-23-2013
Raed Mahmoud RashidWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-23-2013
Javier OrdoricaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-30-2013
Alana L. ParkerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-19-2013
Bill Douglas MenardWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2013
Rick Andrew FuchsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10009-23-2013
Carrie Christine KlineWells Fargo Clearing Services, LLCHilltop Securities Inc.10-01-2013
Benjamin Peter WallaceWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-06-2013
Victor Manuel De La RosaWells Fargo Clearing Services, LLCMorgan Stanley11-13-2013
Sonia OrtegaWells Fargo Clearing Services, LLCBBVA Securities Inc.11-19-2013
Paul John MillerWells Fargo Clearing Services, LLCBB&T Investment Services, Inc.12-02-2013
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Showing 201 to 225 of 448 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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