Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Michael MccubbinWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.06-06-2017
Abraham MaghsoudiWells Fargo Clearing Services, LLCUBS Financial Services Inc.$15007-26-2019
Adrian James SparksWells Fargo Clearing Services, LLCCapital One Investing, LLC09-25-2017
Alain Richard GardnerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-14-2018
Alan Jay OrkinWells Fargo Clearing Services, LLCMorgan Stanley$2509-30-2011
Alana L ParkerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-19-2013
Alannah M ChalmersWells Fargo Clearing Services, LLCMorgan Stanley09-01-2016
Alejandro Armando De LeonWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-25-2012
Alejandro FloresWells Fargo Clearing Services, LLCBBVA Securities Inc.06-30-2017
Aleksey Vladimirovich ReznikovWells Fargo Clearing Services, LLCMorgan Stanley09-01-2017
Alexandra Kathleen ReddellWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10006-28-2016
Amad OwidiWells Fargo Clearing Services, LLCMorgan Stanley$5009-20-2018
Amber GhauriWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-12-2018
Amit JainWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-15-2017
Amy Michelle BirnbaumWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5010-29-2010
Ana Cristina GomezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-31-2017
Anders Martin RasmussenWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15003-12-2020
Andrea Hughes PerrymanWells Fargo Clearing Services, LLCChase Investment Services Corp.01-07-2011
Andrew McGrathWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15012-10-2019
Andrew Noble HenkWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-14-2015
Andrew Scott FochtWells Fargo Clearing Services, LLCEdward Jones08-29-2019
Angel Ivan CruzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-26-2018
Angela Sharkee JohnsonWells Fargo Clearing Services, LLCTIAA-CREF Individual & Institutional Services, LLC08-15-2014
Angelyn RussellWells Fargo Clearing Services, LLCMorgan Stanley$5002-18-2011
Anthony Tyronne KempWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-11-2017
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Showing 1 to 25 of 417 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.