Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeanette Mary AllanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-19-2012
Rodney David WilliamsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$1003-15-2013
Javier OrdoricaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-30-2013
Benjamin Peter WallaceWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-06-2013
Fernando Briones Jr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-17-2014
Javier R VincentiWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$5005-30-2014
Charmaine Dionne OllieWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-08-2014
Jason Everett MurrayWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-08-2014
Ernesto A. SaenzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-05-2014
Pedro Rolando GaliciaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-15-2014
James Paul LebouefWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$10010-24-2014
Lorena GuerreroWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-24-2014
Miguel Angel PosadaWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-01-2014
Carlos Apolinar GuerraWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-15-2015
John Paul Harlan Sr.Wells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-26-2015
Bryan K. ChatmanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-17-2015
William Joshua MeierWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-10-2015
Glenda Azucena MartinezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-18-2015
Elias Vincent DavisWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC10-16-2015
Ngozi Stella NjokuWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC11-17-2015
Liliana NunezWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-05-2016
Jason Paul WhiteWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$2508-02-2016
Andrea E. Gilbert-FarmerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-18-2016
Rodrick A FowlerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-07-2017
Gerald Wayne DoerrWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-26-2017
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Showing 1 to 25 of 43 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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