Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeffrey OckwoodWells Fargo Clearing Services, LLCMorgan Stanley$20007-20-2018
Brian A StahlerWells Fargo Clearing Services, LLCMorgan Stanley$10805-31-2013
Chris Queen Peggy Etheridge Jason HofnagelWells Fargo Clearing Services, LLCMorgan Stanley$20608-31-2012
Gregg Lazarescu Donovan Mannato Michael NuttWells Fargo Clearing Services, LLCMorgan Stanley$45006-12-2012
David CooperWells Fargo Clearing Services, LLCMorgan Stanley$10701-11-2011
Valli Kindred Chad StephensWells Fargo Clearing Services, LLCMorgan Stanley$17011-08-2010
Jeffrey Lynn DowningWells Fargo Clearing Services, LLCMorgan Stanley10-02-2020
Marc Edward PrdaWells Fargo Clearing Services, LLCMorgan Stanley$5508-14-2020
Kelly Suzanne CavesWells Fargo Clearing Services, LLCMorgan Stanley$5007-16-2020
Brian Daniel WieseWells Fargo Clearing Services, LLCMorgan Stanley$8207-16-2020
Jeffrey Daniel GrenierWells Fargo Clearing Services, LLCMorgan Stanley07-16-2020
Karen Denise DannaWells Fargo Clearing Services, LLCMorgan Stanley$2506-05-2020
John Bernard WrightWells Fargo Clearing Services, LLCMorgan Stanley$5004-30-2020
Carson S AndersonWells Fargo Clearing Services, LLCMorgan Stanley02-26-2020
William H FinneganWells Fargo Clearing Services, LLCMorgan Stanley01-13-2020
Helen Marie DevitoWells Fargo Clearing Services, LLCMorgan Stanley10-10-2019
Louis E BarnesWells Fargo Clearing Services, LLCMorgan Stanley09-13-2019
Sean Arundel LewisWells Fargo Clearing Services, LLCMorgan Stanley$10008-02-2019
Jason Richard TuckerWells Fargo Clearing Services, LLCMorgan Stanley08-02-2019
Joseph Michael RinaldiWells Fargo Clearing Services, LLCMorgan Stanley08-02-2019
Gary Todd WilliamsonWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-02-2019
Sanae KobayashiWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-02-2019
Harold Douglas McCoyWells Fargo Clearing Services, LLCMorgan Stanley$5007-24-2019
Harry Sven Selldin JrWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
Mark William SelldinWells Fargo Clearing Services, LLCMorgan Stanley$5006-28-2019
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.