Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeff Robert WhyteWells Fargo Clearing Services, LLCMorgan Stanley12-04-2018
Jeremy Orson HillWells Fargo Clearing Services, LLCEdward Jones$5006-08-2018
Leslie Ann AshtonWells Fargo Clearing Services, LLCBancWest Investment Services, Inc.05-23-2018
Don M. BunnellWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-30-2017
Tyler Brian LearyWells Fargo Clearing Services, LLCCUNA Brokerage Services, Inc.04-28-2017
Michael Jonathan WalshWells Fargo Clearing Services, LLCMorgan Stanley03-24-2017
David V. TranWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-09-2016
Clifford Nathan CouryWells Fargo Clearing Services, LLCMorgan Stanley$20109-01-2016
Stephanie J D'AigleWells Fargo Clearing Services, LLCMorgan Stanley$10009-01-2016
Mark Eustis PyperWells Fargo Clearing Services, LLCMorgan Stanley$5009-01-2016
Christopher R. SoutasWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5004-18-2016
Mathew Jay HuffordWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2504-18-2016
Victor Scott RickmanWells Fargo Clearing Services, LLCUBS Financial Services Inc.$1004-18-2016
Maria Gail GarnerWells Fargo Clearing Services, LLCE*TRADE Securities LLC11-03-2015
Mark Andrew FellowsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$20009-04-2015
Jesse Brigham SiggardWells Fargo Clearing Services, LLCFirst Clearing, LLC01-14-2015
Adam David PaceWells Fargo Clearing Services, LLCFidelity Brokerage Services LLC09-05-2014
Darrell Thorsted JonesWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-16-2013
John Charles PhillipsWells Fargo Clearing Services, LLCUBS Financial Services Inc.$10009-16-2013
Lawrence Scott DickersonWells Fargo Clearing Services, LLCUBS Financial Services Inc.09-16-2013
Tyler Samuel BolyardWells Fargo Clearing Services, LLCEdward Jones08-30-2013
Franklin Robert Etter IIWells Fargo Clearing Services, LLCMorgan Stanley$5002-14-2013
Jesse Paul VanceWells Fargo Clearing Services, LLCMorgan Stanley$2502-14-2013
Derek Robert HolbeckWells Fargo Clearing Services, LLCMorgan Stanley07-24-2012
Patrice M ReillyWells Fargo Clearing Services, LLCMorgan Stanley$5007-05-2012
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Showing 1 to 25 of 85 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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