Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Joseph CaseyWells Fargo Clearing Services, LLCMorgan Stanley$2502-14-2020
Michael Wayne SmithWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.02-11-2020
Jason Brian SturgillWells Fargo Clearing Services, LLCEdward Jones$5001-09-2020
Jacob Y ScottWells Fargo Clearing Services, LLCPaychex Securities Corporation12-19-2019
Mary McKennaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-11-2019
Donna Lynn WigginsWells Fargo Clearing Services, LLCMorgan Stanley10-24-2019
William Garth EdwardsWells Fargo Clearing Services, LLCMorgan Stanley$5010-24-2019
Joseph Daily StarnesWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-22-2019
Michael N. HudginsWells Fargo Clearing Services, LLCSunTrust Investment Services, Inc.$15010-08-2019
Michael Christopher SharrettWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2019
Patrick A ThompsonWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-06-2019
Natalie Fletcher DavisWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jeffrey Ronald DavisWells Fargo Clearing Services, LLCMorgan Stanley$15005-03-2019
Mary Annette SterbutzelWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Paul Scott MagnessWells Fargo Clearing Services, LLCMorgan Stanley$1,00005-03-2019
Jennie Lynn MorrowWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Young Kun LimWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Sofia E. KostopoulosWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.04-24-2019
Jordan Palmer JohnWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC04-15-2019
Alexander Bennett GoodsteinWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Mark Piety CatronWells Fargo Clearing Services, LLCSunTrust Advisory Services, Inc.$15011-30-2018
Christopher Ian DorseyWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.11-26-2018
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Daniel Kenefick FryerWells Fargo Clearing Services, LLCBB&T Securities, LLC$5010-18-2018
Tahsin Nawaz FarukiWells Fargo Clearing Services, LLCMetLife Investors Distribution Company09-28-2018
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Showing 1 to 25 of 314 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.