Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Russell PierceWells Fargo Clearing Services, LLCEdward Jones$1004-26-2013
Aaron Stephen PierettWells Fargo Clearing Services, LLCMML Investors Services, LLC10-04-2017
Alan Steven Witt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2015
Alena M. KurlovichWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2014
Alexander Bennett GoodsteinWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Alexander Morgan SmithWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-26-2012
Alexander Vaughan BrandWells Fargo Clearing Services, LLCEdmunds White Partners LLC10-06-2015
Alicia Coullier BorghiWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$10012-03-2010
Ame M. McCullinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2015
Amina Wanjiku MogajiWells Fargo Clearing Services, LLCMorgan Stanley12-18-2013
Amy Jean EllertsonWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.$15003-04-2009
Amy Rosen RiceWells Fargo Clearing Services, LLCMorgan Stanley$10012-19-2016
Andreas NydalWells Fargo Clearing Services, LLCMorgan Stanley10-09-2015
Andres M. VitalisWells Fargo Clearing Services, LLCPNC Investments08-15-2013
Andrew Leigh GordonWells Fargo Clearing Services, LLCEdward Jones10-06-2014
Ann Holmes FarrarWells Fargo Clearing Services, LLCEdward Jones07-11-2016
Anne Adkerson SatterfieldWells Fargo Clearing Services, LLCEdward Jones09-02-2015
Anne Iannone CroweWells Fargo Clearing Services, LLCMorgan Stanley$15008-05-2011
Anthony Reynard WesterfieldWells Fargo Clearing Services, LLCM&T Securities, Inc.05-12-2014
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Barbara Gottschalk WiltshireWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5012-03-2010
Benjamin Myles WilsonWells Fargo Clearing Services, LLCVoya Financial Advisors, Inc.12-08-2014
Bernard Michael KrollWells Fargo Clearing Services, LLCMML Investors Services, LLC10-26-2017
Betty Barker Schutte-BoxWells Fargo Clearing Services, LLCEdward Jones$2503-21-2013
Blair Keith BryantWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.10-08-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.