Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jose Luis GonzalezWells Fargo Clearing Services, LLCKey Investment Services LLC02-27-2019
Christopher Thomas SakasWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC04-02-2018
John Allen LeeWells Fargo Clearing Services, LLCMorgan Stanley03-16-2018
Brady Robert RedingtonWells Fargo Clearing Services, LLCLPL Financial LLC10-04-2017
Lisa Michelle Hunter-RobertsWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.09-08-2017
Scott D. KellyWells Fargo Clearing Services, LLCWaddell & Reed07-31-2017
Mary Wadie BasiliWells Fargo Clearing Services, LLCEdward Jones07-28-2017
Florencio Gilberto SandovalWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-07-2017
Benjamin Timothy PawlakWells Fargo Clearing Services, LLCMorgan Stanley04-27-2017
Matthew Charles WasielewskiWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.02-01-2017
Shane S. VeitenheimerWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC12-06-2016
Roderick Paul MuzzyWells Fargo Clearing Services, LLCMorgan Stanley11-03-2016
Kari RiceWells Fargo Clearing Services, LLCUBS Financial Services Inc.10-13-2016
Michael Emmerett HarndenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-09-2016
Bryant Wynn GriffithsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-05-2016
Jason Alexander EckermanWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-07-2016
Thomas James FaleyWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.06-07-2016
James Edward UtzWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-21-2016
Denise Marie KohlerWells Fargo Clearing Services, LLCKey Investment Services LLC02-26-2016
Corey OwenWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC02-04-2016
David Seth HelmanWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-29-2015
David Anthony MadiaWells Fargo Clearing Services, LLCEdward Jones09-21-2015
Joseph S LeedomWells Fargo Clearing Services, LLCKey Investment Services LLC07-31-2015
Jason Michael AutenWells Fargo Clearing Services, LLCMorgan Stanley07-17-2015
Nathan Evan TeppWells Fargo Clearing Services, LLCKutscher Benner Barsness & Stevens, Inc.05-07-2015
Next Page »

Showing 1 to 25 of 129 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.