Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Eric Christopher BlankenfeldWells Fargo Clearing Services, LLCThrivent Investment Management Inc.$25006-07-2019
Timothy Wayne PrevoWells Fargo Clearing Services, LLCMorgan Stanley$5304-18-2019
Wendy Lynne FolkersWells Fargo Clearing Services, LLCAXA Advisors, LLC03-27-2019
Steven Patrick MeyerWells Fargo Clearing Services, LLCMorgan Stanley03-06-2019
Thomas Michael DelliseWells Fargo Clearing Services, LLCAssociated Investment Services, Inc.$15002-15-2019
Elizabeth Ellen SwartWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$15011-14-2018
Derek Matthew HahnWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5011-14-2018
Justin L FreeWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Kyle Scott BergWells Fargo Clearing Services, LLCLPL Financial LLC$3503-29-2018
James C. CunninghamWells Fargo Clearing Services, LLCPNC Investments09-27-2017
Maurice Neil HebbWells Fargo Clearing Services, LLCAXA Advisors, LLC09-15-2017
William David FurlowWells Fargo Clearing Services, LLCWells Fargo Funds Distributor, LLC08-07-2017
Brian Patrick WloszczynskiWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5003-16-2017
Dana Jean FeniliWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC$6203-03-2017
Jamie Colburn WilliamsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-25-2017
Henry P. HesselWells Fargo Clearing Services, LLCReinhart Partners, Inc.01-25-2017
Michael James ShindelarWells Fargo Clearing Services, LLCEdward Jones11-28-2016
Lori Lynn Huston-DingaWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$2511-18-2016
Michael Douglas WittWells Fargo Clearing Services, LLCRobert W. Baird & Co. Incorporated11-18-2016
Scott Allen RichardsonWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-21-2016
Michael Edward WorkWells Fargo Clearing Services, LLCSecurities Service Network, LLC$15009-19-2016
Justin Mark LevanetzWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC06-06-2016
Michael Robert HodanWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.$5005-06-2016
Kyle Christopher PoplawskiWells Fargo Clearing Services, LLCBMO Harris Financial Advisors, Inc.05-06-2016
Graham Alan KesselWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2016
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Showing 1 to 25 of 74 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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