Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Joseph Anthony RandolphWells Fargo Clearing Services, LLCFifth Third Securities, Inc.03-25-2020
Ronald Andres MuradWells Fargo Clearing Services, LLCBB&T Securities, LLC$1002-28-2018
Sandra Rae EdwardsWells Fargo Clearing Services, LLCMorgan Stanley$10002-08-2017
Jerrod Henry FraserWells Fargo Clearing Services, LLCWells Fargo Clearing Services, LLC10-27-2016
Jared L. SloanWells Fargo Clearing Services, LLCEdward Jones10-26-2016
David Keith Sowards Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10009-01-2016
Joshua David SowardsWells Fargo Clearing Services, LLCMorgan Stanley09-01-2016
Shawn David CunninghamWells Fargo Clearing Services, LLCThe Huntington Investment Company08-16-2016
Sherald E HillWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-29-2016
Jerrod Henry FraserWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC09-03-2015
Charles Paul ToppWells Fargo Clearing Services, LLCLPL Financial LLC01-06-2015
Bruce Noel TrushelWells Fargo Clearing Services, LLCPNC Investments$2501-02-2015
Robert Francis PowersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-31-2014
Lawrence Edward MillerWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-31-2014
Monica Yates ChurchWells Fargo Clearing Services, LLCMorgan Stanley07-22-2014
Andrew M WicklineWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2013
Ian Scott McIlvaineWells Fargo Clearing Services, LLCMorgan Stanley08-31-2012
William Howard HumphreyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2012
Colleen BurgessWells Fargo Clearing Services, LLCPNC Investments07-11-2011
Charles Maxwell CoxWells Fargo Clearing Services, LLCChase Investment Services Corp.04-01-2011
James Ebon StarcherWells Fargo Clearing Services, LLCChase Investment Services Corp.02-01-2010
Shawn P. RohrigWells Fargo Clearing Services, LLCForesters Financial Services, Inc.01-19-2010
William James Pulice IIWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009

Showing 1 to 23 of 23 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.