Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bruce Noel TrushelWells Fargo Clearing Services, LLCPNC Investments$2501-02-2015
Charles Paul ToppWells Fargo Clearing Services, LLCLPL Financial LLC01-06-2015
David Keith Sowards Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$10009-01-2016
Ian Scott McIlvaineWells Fargo Clearing Services, LLCMorgan Stanley08-31-2012
Jared L. SloanWells Fargo Clearing Services, LLCEdward Jones10-26-2016
Joshua David SowardsWells Fargo Clearing Services, LLCMorgan Stanley09-01-2016
Robert Francis PowersWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10010-31-2014
Ronald Andres MuradWells Fargo Clearing Services, LLCBB&T Securities, LLC$15002-28-2018
Shawn David CunninghamWells Fargo Clearing Services, LLCThe Huntington Investment Company08-16-2016
William Howard HumphreyWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-24-2012

Showing 1 to 10 of 10 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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