Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Bola T. AnimashaunWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC05-16-2019
Glenn Anderson DarrahWells Fargo Clearing Services, LLCMorgan Stanley$15005-17-2019
Brent A. JacobsWells Fargo Clearing Services, LLCMorgan Stanley$5005-17-2019
Peter Anthony FineWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.05-17-2019
Michael M. HernandezWells Fargo Clearing Services, LLCWoodmen Financial Services, Inc.05-20-2019
Frank Eugene E. Pavese Jr.Wells Fargo Clearing Services, LLCUBS Financial Services Inc.$5005-24-2019
James Matthew PrisbyWells Fargo Clearing Services, LLCMorgan Stanley05-24-2019
John C CollinsWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-24-2019
Yuri KimWells Fargo Clearing Services, LLCU.S. Bancorp Investments, Inc.05-28-2019
Craig Steven NombergWells Fargo Clearing Services, LLCDavid Lerner Associates, Inc.$25005-29-2019
Neetu KohliWells Fargo Clearing Services, LLCCharles Schwab & Co., Inc.05-29-2019
John Peter MillerWells Fargo Clearing Services, LLCMorgan Stanley$5005-30-2019
Alexander ArrietaWells Fargo Clearing Services, LLCCetera Investment Services LLC05-30-2019
Joshua Andrew CarrWells Fargo Clearing Services, LLCEdward Jones05-30-2019
Bruce Allen DavisWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Peter Michael SantulliWells Fargo Clearing Services, LLCMorgan Stanley$10005-31-2019
Kevin Scott GiddensWells Fargo Clearing Services, LLCMorgan Stanley$6205-31-2019
Anthony Philip FerraroWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Burt William MiltenbergerWells Fargo Clearing Services, LLCAmeriprise Financial Services, Inc.$5005-31-2019
David Michael ButlerWells Fargo Clearing Services, LLCMorgan Stanley$5005-31-2019
Lloyd M DavisWells Fargo Clearing Services, LLCMorgan Stanley$2505-31-2019
Tom Karoly FerencziWells Fargo Clearing Services, LLCUnionBanc Investment Services, LLC05-31-2019
Juliana Vivian HadjiyaneWells Fargo Clearing Services, LLCMorgan Stanley05-31-2019
Mark Robert LatawiecWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-05-2019
Hal Mitchell FinbergWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15006-05-2019
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Showing 1 to 25 of 48 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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