Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
James Hollis BrandtWells Fargo Clearing Services, LLCMorgan Stanley$1,00007-19-2019
Michael TartagliaWells Fargo Clearing Services, LLCMorgan Stanley07-18-2019
Jason Michael BenderWells Fargo Clearing Services, LLCJanney Montgomery Scott LLC07-18-2019
Stevan Lenoir Black JrWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-17-2019
Daniela MercadoWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-17-2019
Brendon Richard BiegelWells Fargo Clearing Services, LLCMorgan Stanley07-16-2019
George Michael MarinelliWells Fargo Clearing Services, LLCKey Investment Services LLC07-15-2019
Margarit TorosyanWells Fargo Clearing Services, LLCSantander Securities LLC07-15-2019
Daniel James MonezWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.07-12-2019
Daniel Raynee GreenWells Fargo Clearing Services, LLCMorgan Stanley$15007-12-2019
Richard Aaron KingWells Fargo Clearing Services, LLCMorgan Stanley07-10-2019
Amanda Lynn JezikWells Fargo Clearing Services, LLCMorgan Stanley07-09-2019
Alex William HelmsWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC07-09-2019
Matthew NarlingerWells Fargo Clearing Services, LLCThrivent Investment Management Inc.07-08-2019
Scott G PurrelliWells Fargo Clearing Services, LLCUBS Financial Services Inc.$5007-08-2019
Eric WendlingWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-05-2019
Armando Mejia JrWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-03-2019
Wesley Aaron PriceWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC07-03-2019
Lawrence RosatiWells Fargo Clearing Services, LLCMorgan Stanley$5007-02-2019
Nathaniel Warren FooteWells Fargo Clearing Services, LLCMorgan Stanley$15007-02-2019
Richard RosatiWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Jonathan Peter KokolakisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5007-02-2019
Jason MarshallWells Fargo Clearing Services, LLCOppenheimer & Co. Inc.$5007-02-2019
Maria Eugenia PedrazaWells Fargo Clearing Services, LLCMorgan Stanley07-02-2019
Neal Ira RutmanWells Fargo Clearing Services, LLCMorgan Stanley$10007-02-2019
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.