Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Darron John HemannWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-22-2019
Jonathan Jay MorseWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-22-2019
Stephen Patrick ManganWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-22-2019
Jody Lee CinnamonWells Fargo Clearing Services, LLCEdward Jones08-21-2019
Eric Alan NeubeckerWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$50008-19-2019
Jose Carlos Zuniga BecerraWells Fargo Clearing Services, LLCRaymond James & Associates, Inc.$5008-19-2019
Kevin Joseph SchaeferWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-16-2019
Kiok KimWells Fargo Clearing Services, LLCMorgan Stanley$13208-16-2019
Ralph Timothy AlbersWells Fargo Clearing Services, LLCAmeriprise Financial Services, LLC$19908-15-2019
Shawn LambertWells Fargo Clearing Services, LLCCUSO Financial Services, L.P.08-15-2019
Walter Scott ThomasWells Fargo Clearing Services, LLCCity National Securities, Inc.08-13-2019
Lori Ann WinfieldWells Fargo Clearing Services, LLCJ.P. Morgan Securities LLC08-12-2019
Anthony John MaddelinaWells Fargo Clearing Services, LLCMorgan Stanley08-09-2019
David Turner BarnettWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-09-2019
Jennifer L RiccaWells Fargo Clearing Services, LLCMorgan Stanley$5008-09-2019
Melissa Dyan WilkinsonWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-09-2019
Guyan Samuel LongWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-09-2019
Rhonda Ann MaddelinaWells Fargo Clearing Services, LLCMorgan Stanley08-09-2019
Robert Glen Hall JrWells Fargo Clearing Services, LLCUBS Financial Services Inc.$8608-08-2019
Scott A WalkerWells Fargo Clearing Services, LLCCity National Securities, Inc.08-07-2019
CHASTY Laws BAILEYWells Fargo Clearing Services, LLCFirst Horizon Advisors, Inc.08-07-2019
Joshua Melon HarrisWells Fargo Clearing Services, LLCKey Investment Services LLC08-07-2019
Steven Dupre AtkinsWells Fargo Clearing Services, LLCMML Investors Services, LLC08-06-2019
Anibal AlvaradoWells Fargo Clearing Services, LLCCitigroup Global Markets Inc.08-06-2019
Joyce Chemutai-LoveWells Fargo Clearing Services, LLCKey Investment Services LLC08-05-2019
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Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.