Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jeremy James DavisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-23-2019
Bill A. RizosWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-18-2019
Yousef BittarWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-16-2019
Lori Ann DominguezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.$15006-18-2019
James Edward GraciaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.$25006-07-2019
Yuri KimWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.05-28-2019
Adam Jansen FowlerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.04-17-2019
Aaron T OlsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.$10003-12-2019
Jacob Hyo BlessWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.03-06-2019
Erica Elizabeth HolritzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.12-18-2018
Kirk Edwin BuberWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.11-20-2018
Bobby E Crouch IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.11-09-2018
Devin W. PloesserWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.08-03-2018
Jeffrey Warren CreechWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.$10007-31-2018
John Mark RossWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.$15004-30-2018
David Malcolm Lee HarrisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.01-29-2018
Lorena RubioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.12-05-2017
David D. HamlinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.$50011-10-2017
Lisa Michelle Hunter-RobertsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.09-08-2017
Ann Marie SengerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.08-28-2017
Leroy BornWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.06-23-2017
Timothy Joseph HaasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.$20003-31-2017
Brian Guy PalmquistWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.$10402-10-2017
Matthew Charles WasielewskiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.02-01-2017
Suzanne Lynette FilipWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.01-23-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.