Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zachary W. TraceyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Lincoln Financial Securities Corporation09-24-2015
William P. Shoaf Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10002-08-2013
William Matthew LawlorWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50011-28-2014
William Hayden BatesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley08-15-2014
William HallWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50003-27-2009
William Francis Schaeneman Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50006-01-2018
William Francis HughesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley07-12-2012
William Albert HansenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.11-11-2011
Vincent Michael Camarota Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley05-09-2014
Vincent Carl Feijoo Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.$25003-27-2009
Vince Vincent GlennWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-13-2013
Victor Alexander JosephWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)LPL Financial LLC10-06-2016
Tina Marie GundersonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2014
Thomas Xavier WaltonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.$15003-29-2018
Thomas Sean NolanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50003-14-2014
Thomas R IrvineWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.05-23-2018
Thomas Cruise Hofstetter IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50001-29-2016
Thomas Adrian RagoneseWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Lincoln Financial Securities Corporation$50009-24-2015
Sylvia Nelly GuinanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$25005-29-2009
Sviatlana V. MaslavaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley04-04-2017
Steven Thomas NorrisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-17-2010
Steven Jay SimesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)First Allied Securities, Inc.12-12-2012
Steven Claude VioletteWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10005-08-2019
Stephen Laurence CraigWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10009-28-2012
Stephen BenincasaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$15009-29-2017
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.