Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Zulema BaezWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC07-08-2014
Zachary Thomas OmansonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC$10006-27-2014
Yevgeny VekslerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2018
Yasniel CarmonaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC07-13-2016
Yan MengWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)J.P. Morgan Securities LLC06-25-2019
William Thomas EatonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.04-15-2013
William Romain Spell IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones10-24-2014
William McconvilleWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments$10010-30-2015
William Lincoln Braude Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated04-22-2014
William Kevin HofferWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Park Avenue Securities LLC$15006-11-2013
William Jerome IngateWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50011-14-2011
William Jarvis HofferWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.02-13-2009
William Fretz Jarrett Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Benjamin & Jerold Brokerage I, LLC09-30-2013
William De De CardenasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BB&T Investment Services, Inc.02-15-2013
William Carter SagerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-04-2013
William B BravatoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10004-17-2009
William A. SolorzanoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)HSBC Securities (USA) Inc.$15009-29-2017
Willem Daniel MarxWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.$10003-16-2009
Wilber Dalton GeigerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50006-10-2019
Wesley Aaron ThompsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ciccarelli Advisory Services Inc$15010-31-2012
Wayne Eugene OsherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50007-17-2013
Wayne Charles BaileyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated05-28-2015
Walter Guillermo DicapuaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.04-20-2017
Wallace Jeannine FryWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citigroup Global Markets Inc.$10004-09-2009
Virginia Lee LynnWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50001-10-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.