Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Clair HoustonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-26-2016
Timothy James HartlandWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)LPL Financial LLC10-18-2013
Thomas Griffith WheelerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10011-19-2009
Steven Henry NootzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10001-07-2010
Stephanie Sue ClayWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$50005-26-2016
Scott William SennettWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)National Planning Corporation$50007-29-2011
Robert Wayne JacobWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Stifel, Nicolaus & Company, Incorporated$50007-31-2012
Peter Russell CarmackWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10001-07-2010
Michael Eugene BluntWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)U.S. Bancorp Investments, Inc.10-01-2010
Michael E. HoweyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Signator Investors, Inc.01-01-2016
Margo Ann ShepardWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50010-21-2010
Leon Scott LamphearWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Mutual of America Life Insurance Company09-04-2019
Kyle Jordan CrossWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Securian Financial Services, Inc.05-29-2012
Kyle Alan HerrmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Commerce Brokerage Services, Inc.$10010-26-2016
Kristen Lynne HaagWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10002-19-2010
Kevin Christian CaseyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones03-02-2015
Kenneth Paul LeybaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)FBL Marketing Services, LLC12-18-2012
Kenneth Glenn IveyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10009-22-2017
Joseph Edward PribulaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50007-20-2011
Joseph Bradley KuceraWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.10-31-2019
Jeffrey Claude RohwerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.09-30-2015
Jeffrey C PetersonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$50009-14-2018
James Timothy NeslageWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10012-01-2011
James Lee Mcenerney Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$25009-13-2011
Jacob B. MarrsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)United Capital Management of Kansas, Inc.05-02-2016
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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