Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Arthur Leo Coleman IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Advanced Equities, Inc.$50012-27-2012
Nicholas MaffucciWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Aegis Capital Corp.11-26-2012
Paul F BongiovanniWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Allstate Financial Services, LLC$10002-19-2013
Maria Ana LinaresWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Amerant Investments, Inc.06-08-2016
Alfredo GarciaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Amerant Investments, Inc.04-27-2016
Gregory J. RahmlowWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)American Portfolios Financial Services, Inc.$10005-23-2014
Robert Verlin WorlowWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.05-16-2012
James Emory KeysWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.10-18-2010
Martin Adam SchwartzWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Arjent LLC04-14-2015
Dino Joseph JohnsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Arjent LLC03-10-2014
Matthew Adam KirschbaumWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC$10003-26-2010
Jefferson C DicksonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)AXA Advisors, LLC$50010-15-2009
Dara Fayola StewartWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Banc of America Investment Services, Inc.04-16-2009
Mathew Ian SpostaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Barclays Capital Inc.05-07-2015
Andrew E. DreisigerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Barclays Capital Inc.04-29-2015
Michael Adam BlausteinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Barclays Capital Inc.$50004-16-2015
Maureen Kearney ClancyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Barclays Capital Inc.$50004-16-2015
James Francis StevensWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Barclays Capital Inc.$15012-12-2014
Nicholas Peter MaioranaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BBVA Compass Investment Solutions, Inc.09-30-2010
John Vincent FazioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Brighton Securities Corp.$50010-06-2011
Matthew D WebsterWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Cadaret, Grant & Co., Inc.04-01-2014
James Robert QuigleyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Capital One Investing, LLC$50004-30-2018
Giuseppe GigliottiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Capital One Investing, LLC09-05-2017
Douglas Scott JohnsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Capstone Investments02-20-2013
Carlos Alicea Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Chase Investment Services Corp.09-05-2012
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.