Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Duy Thanh VoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)American Portfolios Financial Services, Inc.08-29-2018
Edward Russell FromeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Ameriprise Financial Services, Inc.$10001-25-2019
Travis L. DockWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.04-16-2019
Alexa Rae HirschhornWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.12-01-2018
Hakan Ugur IbisiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.10-11-2018
Christopher Robert HouselWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Citizens Securities, Inc.08-09-2018
David Michael Kolter Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10009-14-2018
Anthony Joseph BiscottoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)M&T Securities, Inc.$50001-31-2019
Jennifer Lee RidillaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated06-24-2019
Patrick Charles SweeneyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$10006-21-2019
David Ian KayWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2019
Neal Ira RutmanWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10007-02-2019
Marianne Emelia ScottWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley11-29-2018
Allen Robert RosenbergWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10011-28-2018
William Gerald O'Brien Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50011-28-2018
Andrew Robert PhillipsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Northwestern Mutual Investment Services, LLC06-27-2019
Peter Scott LlagunoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments03-29-2019
Christopher James LepageWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments10-08-2018
Shawn David PearsonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments$15008-28-2018
Michael Hawkins GheeWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Santander Securities LLC08-09-2018
Daniel EngelWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)TD Ameritrade, Inc.10-26-2018
Robert Timothy HigginsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.$10003-01-2019
Anthony Charles KidronWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Vanguard Marketing Corporation04-29-2019

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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