Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Young Kun LimWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley05-03-2019
Yhoshua WeekesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Foresters Financial Services, Inc.$10007-02-2010
William Steven SmithWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$50002-15-2013
William Paul SossongWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley09-04-2014
William M NeavesWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Merrill Lynch, Pierce, Fenner & Smith Incorporated12-14-2011
William John HoranWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC05-29-2009
William John DunnWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Quasar Distributors, LLC08-14-2015
William James AuriemmaWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50012-13-2013
William Garth EdwardsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$50010-24-2019
Wendy Katherine WilliamsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BB&T Securities, LLC$10001-16-2015
Walter Michael FisherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BB&T Investment Services, Inc.09-01-2010
Vladimir RazinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)PNC Investments07-21-2017
Vincent NadeauWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MML Investors Services, LLC08-29-2014
Vanessa Gillespie BrunnerWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones09-02-2015
Troy Raymond YenserWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Edward Jones$10005-10-2013
Tracy Lewis RandleWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.07-06-2016
Townsend Sheppard Parsons IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.07-06-2012
Torsten Blaine HermansenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)BB&T Investment Services, Inc.06-03-2013
Todd Wilson DavisWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10005-13-2016
Timothy Cleyburn BullockWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)NYLIFE Securities LLC11-05-2015
Thomas Wayne GriersonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley$10009-01-2016
Thomas Ray Gee Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Morgan Stanley & Co. LLC05-29-2009
Thomas Paul KraheWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$10005-23-2012
Thomas Obrien Doyle Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.05-23-2012
Thomas O'Brien Doyle IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Dorsey, Wright & Associates, LLC07-19-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.